Call Toll Free

1-800-225-5564
24 Hours / 7 Days A Week
| Attorneys| Free Case Evaluation | Contact  

Home

Merrill Lynch

Do I have a claim against my stockbroker or other investment advisor?

Common Types of Claims

Investors Bill of Rights

Frequently Asked Questions (FAQ)

Free Case Evaluation

 

Just Call John!
I understand that a tragic accident or unexpected event can be devastating, causing tremendous damage and loss. The lawyers and case managers of our firm are dedicated to helping you during this difficult and trying time. Through aggressive, prompt, and professional legal representation, we will help protect your rights and get you the money you truly deserve.

 

Call Toll Free

1-800-225-5564
24 Hours / 7 Days A Week

A Bales Professional Association

Securities / Stock Broker Resources
securities.johnbales.com

Clearing Agencies

Depository Trust Company

Mortgage Backed Securities Clearing Corporation

National Securities Clearing Corporation

Government Agencies

SEC--Administrative Proceedings

SEC--Commission Opinions

SEC--EDGAR Database

SEC--Initial Decisions

SEC--Litigation Releases

SEC--News Digest and Public Statement

Securities and Exchange Commission

NASD

NASD Web Site

Other Market Regulators

International Organization of Securities Commissions

Investor Protection Trust

NASAA Investor Education

Self-Regulatory Organizations

NYSE Arbitration

American Stock Exchange

Boston Stock Exchange

Chicago Board of Trade

Chicago Board Option Exchange

Chicago Mercantile Exchange

Chicago Stock Exchange

Kansas City Board of Trade

Minneapolis Grain Exchange

Municipal Securities Rulemaking


NASD, Inc.

New York Stock Exchange

Pacific Stock Exchange

Philadephia Stock Exchange

The Nasdaq Stock Market, Inc.

Other US Government Sites

Chief Financial Officers Council

Federal Trade Commission

FedWorld

General Accounting Office

Government Printing Office

Internal Revenue Service

Library of Congress

Small Business Administration

United States Court Finder

United States Department of Justice

US Business Advisor

US House of Representatives

US Senate

White House

Professional Organizations

American Bar Association (ABA)

Financial Accounting Standards Board

SEC Regional Office (Email)

atlanta@sec.gov

boston@sev.gov

denver@sec.gov

dfw@sec.gov

chicago@sec.gov

newyork@sec.gov

losangeles@sec.gov

philadelphia@sec.gov

saltlake@sec.gov

sanfrancisco@sec.gov

miami@sec.gov

State Securities Agencies

Alabama Securities Commission
Alaska Department of Commerce & Banking
Arizona Corporation Commission
Arkansas Securities Department
California Department of Corporations
Colorado Devision of Securities
Connecticut Department of Banking
Delaware Department of Justice
District of Columbia Department of Insurance and Securities Regulation
Florida Department of Banking and Finance, Division of Securities and Finance
Georgia Office of the Secretary of State
Hawaii Department of Commerce & Consumer Affairs
Idaho Department of Finance
Illinois Office of the Secretary of State
Indiana Office of the Secretary of State
Iowa Department of Commerce
Kansas Office of the Securiritie
Kentucky Department of Financial Institutions
Louisiana Securities Commission
Maine Department of Professional & Financial Regulation
Maryland Office of the Attorney General
Massachusetts Secretary of the Commonwealth
Michigan Office of Financial and Insurance Services
Minnesota Department of Commerce
Mississippi Securities Division
Missouri Office of the Secretary of State
Montana Office of the State Auditor
Nebraska Department of Banking and Finance
Nevada Office of the Secretary of State
New Hampshire Bureau of Securities Regulation
New Jersey Division of Consumer Affairs, Bureau of Securities
New Mexico Regulation & Licensing Department
New York Office of the Attorney General
North Carolina Office of the Secretary of State
North Dakota Office of the Securities Commissioner
Ohio Division of Securities
Oklahoma Securities Commission
Oregon Department of Consumer & Business Services
Pennsylvania Securities Commission
Rhode Island Department of Business Regulation
South Carolina Office of the Attorney General
South Dakota Department of Commerce & Regulation, Division of Securities
Tennessee Department of Commerce & Insurance
Texas State Securities Board
Utah Department of Commerce
Vermont Securities Division
Virginia State Corporation Commission
Washington Department of Financial Institutions
West Virginia State Auditor's Office
Wisconsin Department of Financial Institutions
http://soswy.state.wy.us/securities/securities.htm

Trade Associations

Better Business Bureau

Certified Financial Planner Board of Standards

Institute of Certified Financial Planner

International Association of Financial Planning

Investment Company Institute

National Association of Personal

National Futures Association

Options Industry Council

Securities Industry Association

US Securities and Exchange Commission

Enforce Complaint Center

 

Contact a John Bales Florida Securities Lawyer today! Complete a FREE Online Consultation Form or Call us toll free 1-800-CALL JOHN (1-800-225-5564) 24 hours, 7 days a week!

Merrill Lynch | Do I Have a Claim | Common Types of Claims | Bill of Rights | FAQ | Resources | Free Case Evaluation

 

Auto Accidents
The roads can be dangerous to navigate. When you've been injured in an auto accident you need an auto accident lawyer...

Defective Products
When you or a family member has been injured by a defective product, John Bales looks out for your legal rights...

Drug Injuries
All too often, drug companies put profits over the public's welfare. By the time the FDA can do anything, it is sometimes too late...

Insurance Claim Disputes
Insurance Claim Disputes are not supposed to happen. The purpose of insurance is to help you...

Medical Malpractice
Medical malpractice occurs when doctors or hospitals cause injury to a trusting patient by failing to provide acceptable care...

Mold Damage Claims
Florida mold is most likely to grow where there is water or dampness - You need a mold lawyer...

Motorcycle Accidents
The Florida motorcycle accident lawyers at John Bales Attorneys are here to help you...

Nursing Home Abuse
Abuse and neglect have become serious concerns for those with loved ones in nursing homes. A nursing home lawyer can help...

Securities / Stock Broker Disputes
Through a nationwide network of attorneys, we are able to handle securities/stock broker claims anywhere in the United States...

Sinkhole Damage Claim
Sinkholes are responsible for devastating losses to homeowners and exist throughout Florida...

Tractor-Trailer Accidents
If you have been involved in an accident with a big truck, contact a tractor-trailer accident lawyer today...

Empowered by cj Advertising | Disclaimer
Copyright © 2002 A Bales Professional Association. All rights reserved.